| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TGTX | Common Stock | Award | $0 | +75,000 | +13% | $0.000000 | 643,483 | 20 Jul 2022 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TGTX | Employee Stock Option (right to buy) | Award | $0 | +200,000 | $0.000000 | 200,000 | 20 Jul 2022 | Common Stock, par value $0.001 | 200,000 | $7.00 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Reflects a grant of restricted shares, of which 1/3 will vest on 1/1/2023, 1/3 will vest upon U.S. Food and Drug Administration approval of ublituximab as a treatment for patients with relapsing forms of multiple sclerosis, and 1/3 will vest upon approval by the European Medicines Agency of ublituximab. |
| F2 | Includes shares of restricted Common Stock, which vest over various time periods. |
| F3 | Reflects a grant of options relating to 2021 service and performance, of which 1/2 will vest on 1/1/2024 and 1/2 will vest upon U.S. Food and Drug Administration approval of ublituximab as a treatment for patients with relapsing forms of multiple sclerosis. |