Richard J. Gregory - 07 Jul 2022 Form 3 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
Director
Signature
/s/ Jason L. Langford, Attorney-in-Fact for Richard J. Gregory
Issuer symbol
PMN
Transactions as of
07 Jul 2022
Net transactions value
$0
Form type
3
Filing time
07 Jul 2022, 19:27:39 UTC
Previous filing
17 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PMN Option (right to buy) 07 Jul 2022 Common Shares 8,333 $7.80 Direct F1, F2
holding PMN Option (right to buy) 07 Jul 2022 Common Shares 8,333 $10.20 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or exercise price is in Canadian dollars.
F2 The option agreement provides that 25% of the options vest immediately, with the remainder vesting ratably over the next three quarters beginning January 17, 2017. The option was granted on October 17, 2016.
F3 The option agreement provides that 25% of the options vest immediately, with the remainder vesting ratably over the next three quarters beginning June 30, 2021. The option was granted on March 30, 2021.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney