Aubrey Chernick - Jun 6, 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role: 10%+ Owner
Signature: /s/ Howard Marks, attorney-in-fact
Stock symbol: STGC
Transactions as of: Jun 6, 2022
Transactions value $: $0
Form type: 3
Date filed: 6/23/2022, 07:38 PM
Next filing: Jul 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	STGC	Common Stock						191K	Jun 6, 2022	By SE Agoura Investment LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	STGC	Series A Preferred Stock							Jun 6, 2022	Common Stock	9.15M		By SE Agoura Investment LLC	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Series A Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-one basis. The Series A Preferred Stock automatically converts into Common Stock under certain conditions, including a firm commitment underwritten public offering that meets certain criteria. The Series A Preferred Stock has no expiration date.