Aubrey Chernick - 06 Jun 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC.

Role
10%+ Owner
Signature
/s/ Howard Marks, attorney-in-fact
Issuer symbol
N/A
Transactions as of
06 Jun 2022
Net transactions value
$0
Form type
3
Filing time
23 Jun 2022, 19:38:35 UTC
Next filing
05 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STGC Common Stock 190,983 06 Jun 2022 By SE Agoura Investment LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STGC Series A Preferred Stock 06 Jun 2022 Common Stock 9,148,309 By SE Agoura Investment LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-one basis. The Series A Preferred Stock automatically converts into Common Stock under certain conditions, including a firm commitment underwritten public offering that meets certain criteria. The Series A Preferred Stock has no expiration date.