Johanna Cronin - Jun 6, 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role: Chief Marketing Officer
Signature: /s/ Howard Marks, Attorney-in-fact
Stock symbol: STGC
Transactions as of: Jun 6, 2022
Transactions value $: $0
Form type: 3
Date filed: 6/23/2022, 07:37 PM
Next filing: Jul 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	STGC	Common Stock						22.7K	Jun 6, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	696K	$0.08	Direct	F1
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	150K	$0.10	Direct	F2
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	30K	$0.26	Direct	F3
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	60K	$0.26	Direct	F4
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	150K	$2.50	Direct	F5
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	75K	$2.50	Direct	F6
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	150K	$2.50	Direct	F7
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	75K	$4.33	Direct	F8
holding	STGC	Stock Option (Right to Buy)							Jun 6, 2022	Common Stock	40K	$13.50	Direct	F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Stock options are fully vested as of the date of this report.
F2	Stock options are fully vested as of the date of this report.
F3	Stock options are fully vested as of the date of this report.
F4	Stock options are fully vested as of the date of this report.
F5	25% of the stock options vested on April 23, 2020 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F6	25% of the stock options vested on May 15, 2020 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F7	25% of the stock options vested on January 2, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F8	25% of the stock options vested on December 16, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F9	25% of the stock options vested on January 1, 2023 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.