Johanna Cronin - 06 Jun 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC.

Signature
/s/ Howard Marks, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
06 Jun 2022
Net transactions value
$0
Form type
3
Filing time
23 Jun 2022, 19:37:38 UTC
Next filing
05 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STGC Common Stock 22,679 06 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 695,872 $0.0830 Direct F1
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 150,000 $0.0970 Direct F2
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 30,000 $0.2640 Direct F3
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 60,000 $0.2640 Direct F4
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 150,000 $2.50 Direct F5
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 75,000 $2.50 Direct F6
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 150,000 $2.50 Direct F7
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 75,000 $4.33 Direct F8
holding STGC Stock Option (Right to Buy) 06 Jun 2022 Common Stock 40,000 $13.50 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options are fully vested as of the date of this report.
F2 Stock options are fully vested as of the date of this report.
F3 Stock options are fully vested as of the date of this report.
F4 Stock options are fully vested as of the date of this report.
F5 25% of the stock options vested on April 23, 2020 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F6 25% of the stock options vested on May 15, 2020 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F7 25% of the stock options vested on January 2, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F8 25% of the stock options vested on December 16, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F9 25% of the stock options vested on January 1, 2023 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.