C. Jebsen Allen - Jun 6, 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role
SVP, Fundraising
Signature
/s/ Howard Marks, Attorney-in-fact
Stock symbol
STGC
Transactions as of
Jun 6, 2022
Transactions value $
$0
Form type
3
Date filed
6/23/2022, 07:37 PM
Next filing
Apr 20, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 30K $0.10 Direct F1
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 30K $0.10 Direct F2
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 75K $0.26 Direct F3
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 150K $1.67 Direct F4
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 150K $2.50 Direct F5
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 150K $2.50 Direct F6
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 75K $4.33 Direct F7
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 40K $13.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options are fully vested as of the date of this report.
F2 Stock options are fully vested as of the date of this report.
F3 Stock options are fully vested as of the date of this report.
F4 25% of the stock options vested on July 6, 2019 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F5 25% of the stock options vested on April 24, 2020 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F6 25% of the stock options vested on January 2, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F7 25% of the stock options vested on December 16, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F8 25% of the stock options vested on January 1, 2023 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.