Ronald David Miller - Jun 6, 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role
Director, 10%+ Owner
Signature
/s/ Howard Marks, Attorney-in-fact
Stock symbol
STGC
Transactions as of
Jun 6, 2022
Transactions value $
$0
Form type
3
Date filed
6/23/2022, 07:34 PM
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STGC Common Stock 3.75M Jun 6, 2022 The Ronald David Miller Trust U/A 08/04/2020

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STGC Series Seed Preferred Stock Jun 6, 2022 Common Stock 300K The Ronald David Miller Trust U/A 08/04/2020 F1
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 150K $0.26 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series Seed Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-one basis. The Series Seed Preferred Stock automatically converts into Common Stock under certain conditions, including a firm commitment underwritten public offering that meets certain criteria. The Series Seed Preferred Stock has no expiration date.
F2 Stock options are fully vested as of the date of this report.