Jonathan Reyes - Jun 6, 2022 Form 3 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role
Chief Compliance Officer
Signature
/s/ Howard Marks, Attorney-in-fact
Stock symbol
STGC
Transactions as of
Jun 6, 2022
Transactions value $
$0
Form type
3
Date filed
6/23/2022, 07:33 PM
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STGC Common Stock 1.41K Jun 6, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 26.6K $0.26 Direct F1
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 30K $2.50 Direct F2
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 60K $2.50 Direct F3
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 60K $4.33 Direct F4
holding STGC Stock Option (Right to Buy) Jun 6, 2022 Common Stock 40K $13.50 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options are fully vested as of the date of this report.
F2 25% of the stock options vested on March 21, 2020 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F3 25% of the stock options vested on January 2, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F4 25% of the stock options vested on December 16, 2021 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F5 25% of the stock options vested on January 1, 2023 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.