| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IOVA | Common Stock | Options Exercise | $0 | +18.9K | $0.00 | 18.9K | Jun 14, 2022 | Direct | F1, F2 | |
| transaction | IOVA | Common Stock | Tax liability | -$72.2K | -9.35K | -49.58% | $7.73 | 9.5K | Jun 14, 2022 | Direct | F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | IOVA | Restricted Stock Units | Award | $0 | +18.9K | $0.00 | 18.9K | Jun 14, 2022 | Common stock | 18.9K | Direct | F5, F6, F7 |
| Id | Content |
|---|---|
| F1 | This is the first vesting of the restricted stock units issued on June 14, 2021. |
| F2 | Represents common stock owned by the Reporting Person, excluding common stock purchased pursuant to the Issuer's 2020 Employee Stock Purchase Plan. |
| F3 | Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units. This is not an open market sale of securities. |
| F4 | Represents common stock remaining after deducting the common stock withheld for taxes. |
| F5 | Represents restricted stock units remaining after deducting the vested shares of common stock and common stock withheld for taxes as set forth in Table I above. |
| F6 | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| F7 | Provided the Reporting Person is still employed with the Issuer on December 31, 2022, the remaining restricted stock units shall vest and be settled on such date. |