Gilbert H. Kliman - Jun 2, 2022 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Jun 2, 2022
Transactions value $
$0
Form type
4
Date filed
6/6/2022, 07:51 PM
Previous filing
May 18, 2022
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Award $0 +4.36K +112.01% $0.00 8.26K Jun 2, 2022 Direct F1, F2
holding GKOS Common Stock 14K Jun 2, 2022 By InterWest Venture Management Company F3
holding GKOS Common Stock 334K Jun 2, 2022 InterWest Partners X, LP F4
holding GKOS Common Stock 3.36K Jun 2, 2022 By InterWest Partners IX, LP F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
F2 Includes 6,746 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3 Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and the sole shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.
F4 Consists of shares owned by InterWest Partners X, LP ("IP10"). The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
F5 Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.