Robert A. Breakstone - Jun 2, 2022 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Stock symbol
CION
Transactions as of
Jun 2, 2022
Transactions value $
$32,280
Form type
4
Date filed
6/6/2022, 01:48 PM
Next filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $32.3K +3K $10.76 3K Jun 2, 2022 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per Share. The Shares were purchased at prices of $10.74 and $10.76 per Share.
F3 An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.

Remarks:

Full information regarding the number of Shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Director Exhibit List: Exhibit 24.0 - Power of Attorney