Boise April Miller - 27 May 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
27 May 2022
Net transactions value
-$127,265
Form type
4
Filing time
31 May 2022, 14:04:11 UTC
Previous filing
28 Feb 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $199,956 +2,036 +22% $98.21 11,435 27 May 2022 Direct
transaction ETN Ordinary Shares Options Exercise $879,274 +8,953 +78% $98.21 20,388 27 May 2022 Direct
transaction ETN Ordinary Shares Sale $1,241,602 -8,953 -44% $138.68 11,435 27 May 2022 Direct
transaction ETN Ordinary Shares Options Exercise $435,764 +3,330 +29% $130.86 14,765 27 May 2022 Direct
transaction ETN Ordinary Shares Sale $461,506 -3,330 -23% $138.59 11,435 27 May 2022 Direct F2
transaction ETN Ordinary Shares Options Exercise $60,850 +465 +4.1% $130.86 11,900 27 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -2,036 -12% $0.000000 14,614 27 May 2022 Ordinary Shares 2,036 $98.21 Direct F1
transaction ETN Stock Option Options Exercise $0 -8,953 -61% $0.000000 5,661 27 May 2022 Ordinary Shares 8,953 $98.21 Direct F1
transaction ETN Stock Option Options Exercise $0 -3,330 -29% $0.000000 8,170 27 May 2022 Ordinary Shares 3,330 $130.86 Direct F1
transaction ETN Stock Option Options Exercise $0 -465 -5.7% $0.000000 7,705 27 May 2022 Ordinary Shares 465 $130.86 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.58 - $138.595. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Remarks:

Executive Vice President, Chief Legal Officer and Secretary of Eaton Corporation, a subsidiary of the Issuer.