Steven H. Madden - Nov 14, 2021 Form 4 Insider Report for SMG Industries Inc. (SMGI)

Role
Chief Transition Officer, Director, 10%+ Owner
Signature
/s/ Steven H. Madden
Stock symbol
SMGI
Transactions as of
Nov 14, 2021
Transactions value $
$579,405
Form type
4
Date filed
5/19/2022, 05:25 PM
Previous filing
Nov 22, 2021
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMGI Common Stock, par value $.001 Purchase +300K +4.83% 6.52M Nov 14, 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +375K +5.76% 6.89M Dec 14, 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +375K +5.44% 7.27M Dec 23, 2021 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +194K +2.67% 7.46M Dec 31, 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +143K +1.91% 7.6M Feb 11, 2022 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +375K +4.93% 7.98M Feb 14, 2022 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +675K +8.46% 8.65M Mar 3, 2022 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +750K +136.61% 1.3M Jan 6, 2022 By Apex Heritage Investments LLC F3
holding SMGI Common Stock, par value $.001 375K Nov 14, 2021 By Madden Heritage Foundation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMGI Convertible Note Purchase $200K $3.94M Nov 14, 2021 Common Stock 2M $0.10 Direct
transaction SMGI Convertible Note Purchase $250K $4.19M Dec 14, 2021 Common Stock 2.5M $0.10 Direct
transaction SMGI Convertible Note Purchase $129K $4.31M Dec 31, 2021 Common Stock 1.29M $0.10 Direct
holding SMGI Convertible Note $366K Nov 14, 2021 Common Stock 3.66M $0.10 Apex Heritage Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued as bonus shares in connection with the purchase of convertible notes from the Issuer.
F2 Issued as bonus shares in connection with the purchase of non-convertible notes from the Issuer.
F3 APEX Heritage participated in a loan to the Issuer in February 2020, the shares issued in connection with such loan were distributed to APEX Heritage in January 2022, prior thereto APEX Heritage did not have voting or dispositive control over the shares.