Steven H. Madden - 14 Nov 2021 Form 4 Insider Report for SMG Industries Inc.

Role
Chief Transition Officer, Director, 10%+ Owner
Signature
/s/ Steven H. Madden
Issuer symbol
SMGI on OTC
Transactions as of
14 Nov 2021
Net transactions value
+$579,405
Form type
4
Filing time
19 May 2022, 17:25:47 UTC
Previous filing
22 Nov 2021
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMGI Common Stock, par value $.001 Purchase +300,000 +4.8% 6,515,118 14 Nov 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +375,000 +5.8% 6,890,118 14 Dec 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +375,000 +5.4% 7,265,118 23 Dec 2021 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +194,108 +2.7% 7,459,236 31 Dec 2021 Direct F1
transaction SMGI Common Stock, par value $.001 Purchase +142,538 +1.9% 7,601,764 11 Feb 2022 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +375,000 +4.9% 7,976,764 14 Feb 2022 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +675,000 +8.5% 8,651,764 03 Mar 2022 Direct F2
transaction SMGI Common Stock, par value $.001 Purchase +750,000 +137% 1,299,000 06 Jan 2022 By Apex Heritage Investments LLC F3
holding SMGI Common Stock, par value $.001 375,000 14 Nov 2021 By Madden Heritage Foundation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMGI Convertible Note Purchase $200,000 $3,935,034 14 Nov 2021 Common Stock 2,000,000 $0.1000 Direct
transaction SMGI Convertible Note Purchase $250,000 $4,185,034 14 Dec 2021 Common Stock 2,500,000 $0.1000 Direct
transaction SMGI Convertible Note Purchase $129,405 $4,314,439 31 Dec 2021 Common Stock 1,294,050 $0.1000 Direct
holding SMGI Convertible Note $366,000 14 Nov 2021 Common Stock 3,660,000 $0.1000 Apex Heritage Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued as bonus shares in connection with the purchase of convertible notes from the Issuer.
F2 Issued as bonus shares in connection with the purchase of non-convertible notes from the Issuer.
F3 APEX Heritage participated in a loan to the Issuer in February 2020, the shares issued in connection with such loan were distributed to APEX Heritage in January 2022, prior thereto APEX Heritage did not have voting or dispositive control over the shares.