Keith S. Franz - May 13, 2022 Form 4 Insider Report for CION Investment Corp (CION)

Role
CFO & Treasurer
Signature
/s/ Keith S. Franz
Stock symbol
CION
Transactions as of
May 13, 2022
Transactions value $
$236,325
Form type
4
Date filed
5/17/2022, 03:06 PM
Previous filing
Nov 26, 2021
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $210K +20K +133.33% $10.50 35K May 13, 2022 Direct F1, F2
transaction CION Common stock, $0.001 par value Purchase $26.3K +2.5K +7.14% $10.53 37.5K May 13, 2022 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $10.42 to $10.59 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Purchased by an IRA of the Reporting Person.