Robert Piconi - 12 May 2022 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Daniel Gunning, Attorney-in-Fact
Issuer symbol
NRGV
Transactions as of
12 May 2022
Net transactions value
$0
Form type
4
Filing time
16 May 2022, 21:04:02 UTC
Previous filing
15 Feb 2022
Next filing
19 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Other $0 +73,776 +1.2% $0.000000 6,299,388 12 May 2022 Direct F1
holding NRGV Common Stock 4,307,946 12 May 2022 See Footnote F2
holding NRGV Common Stock 4,307,946 12 May 2022 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
F2 Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
F3 Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor.