James Liebscher - 12 May 2022 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role: Chief Legal Officer & Sec
Signature: /s/ James Liebscher
Issuer symbol: SLDP
Transactions as of: 12 May 2022
Transactions value $: $0
Form type: 4
Filing time: 13 May 2022, 17:22:45 UTC
Previous filing: 08 Dec 2021
Next filing: 14 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SLDP	Common Stock	Award	$0	+116K		$0.00	116K	12 May 2022	Direct	F1
transaction	SLDP	Common Stock	Award	$0	+53.6K	+46.05%	$0.00	170K	12 May 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SLDP	Stock Option (Right to Buy)	Award	$0	+273K		$0.00	273K	12 May 2022	Common Stock	273K	$7.26	Direct	F3
transaction	SLDP	Stock Option (Right to Buy)	Award	$0	+126K		$0.00	126K	12 May 2022	Common Stock	126K	$7.26	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on June 11, 2022, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F2	Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F3	25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on June 11, 2022, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F4	25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.