James Liebscher - May 12, 2022 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role
Chief Legal Officer & Sec
Signature
/s/ James Liebscher
Stock symbol
SLDP
Transactions as of
May 12, 2022
Transactions value $
$0
Form type
4
Date filed
5/13/2022, 05:22 PM
Previous filing
Dec 8, 2021
Next filing
Jun 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLDP Common Stock Award $0 +116K $0.00 116K May 12, 2022 Direct F1
transaction SLDP Common Stock Award $0 +53.6K +46.05% $0.00 170K May 12, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLDP Stock Option (Right to Buy) Award $0 +273K $0.00 273K May 12, 2022 Common Stock 273K $7.26 Direct F3
transaction SLDP Stock Option (Right to Buy) Award $0 +126K $0.00 126K May 12, 2022 Common Stock 126K $7.26 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on June 11, 2022, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F2 Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F3 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on June 11, 2022, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F4 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.