Matthew Day - 25 Apr 2022 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
Co-Chief Operating Officer
Signature
By: /s/ Matthew Day
Issuer symbol
TYGO
Transactions as of
25 Apr 2022
Net transactions value
-$57,120
Form type
4
Filing time
26 Apr 2022, 19:14:32 UTC
Previous filing
30 Nov 2021
Next filing
25 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Sale $57,120 -5,712 -14% $10.00 35,583 25 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase Common Stock Sale +2,856 0 25 Apr 2022 Common Stock 2,856 $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disposed units, each unit consisting of one share of common stock and one-half of one warrant.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.