Paul B. Manning - 18 Apr 2022 Form 4 Insider Report for Liquidia Corp (LQDA)

Role
Director
Signature
/s/ Paul B. Manning
Issuer symbol
LQDA
Transactions as of
18 Apr 2022
Net transactions value
+$1,999,996
Form type
4
Filing time
19 Apr 2022, 16:30:32 UTC
Previous filing
20 Apr 2022
Next filing
22 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LQDA Common Stock Purchase $1,999,996 +392,156 $5.10 392,156 18 Apr 2022 Direct F1
holding LQDA Common Stock 4,460,308 18 Apr 2022 Direct F2
holding LQDA Common Stock 198,413 18 Apr 2022 See footnote F3
holding LQDA Common Stock 479,233 18 Apr 2022 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on April 18, 2022, and such shares of common stock are subject to a lock up agreement between the Reporting Person and BofA Securities, Inc.., pursuant to which the shares cannot be sold for 90 days following April 12, 2022.
F2 The shares of are held by Reporting Person jointly with his spouse.
F3 The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD.
F4 The securities are held by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.