Tomas Navratil - Apr 1, 2022 Form 3 Insider Report for GLAUKOS Corp (GKOS)

Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/5/2022, 08:44 PM
Next filing
Apr 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GKOS Common Stock 37.9K Apr 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GKOS Stock Option (Right to Buy) Apr 1, 2022 Common Stock 4.18K $55.00 Direct F2
holding GKOS Stock Option (Right to Buy) Apr 1, 2022 Common Stock 8.79K $85.94 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 35,971 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2 This option was granted on October 19, 2020 and has a four-year vesting schedule in which 25% vests on the first year anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.
F3 This option was granted on March 18, 2021 and has a four-year vesting schedule in which 25% vests on the first year anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.