John C. Plant - 31 Mar 2022 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Chief Executive Officer, Director
Signature
/s/ Margaret Lam (Assistant Secretary), Attorney-in-fact
Issuer symbol
HWM
Transactions as of
31 Mar 2022
Net transactions value
-$7,735,258
Form type
4
Filing time
04 Apr 2022, 17:30:41 UTC
Previous filing
25 Oct 2021
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Options Exercise +495,000 +1439% 529,406 31 Mar 2022 Direct F1
transaction HWM Common Stock Tax liability $7,735,258 -215,227 -41% $35.94 314,179 31 Mar 2022 Direct F2
holding HWM Common Stock 1,587,730 31 Mar 2022 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Restricted Stock Unit Options Exercise $0 -495,000 -14% $0.000000 3,094,999 31 Mar 2022 Common Stock 495,000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converted into common stock on a one-for-one basis.
F2 Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
F3 Shares held in trusts, each of which the reporting person is the trustee and beneficiary.
F4 Reflects vesting of one-third of each restricted stock unit awards granted April 2, 2020 and June 9, 2020.