Carol R. Lizak - Sep 13, 2021 Form 4 Insider Report for Jaguar Health, Inc. (JAGX)

Signature
/s/ Carol R. Lizak
Stock symbol
JAGX
Transactions as of
Sep 13, 2021
Transactions value $
$20,000
Form type
4
Date filed
3/30/2022, 09:32 PM
Next filing
Apr 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JAGX Common Stock Purchase $20K +7.97K $2.51 7.97K Sep 13, 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JAGX Restricted stock units Award $0 +97K $0.00 97K Mar 28, 2022 Common Stock 97K Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities held directly by the Peter & Carol Lizak Revocable Trust. Ms. Lizak, by virtue of her position as a co-trustee and beneficiary of such trust and her sharing of voting and investment control over the securities held by the trust with her spouse, may be deemed to beneficially own the securities held by the Peter & Carol Lizak Trust for purposes of Section 16.
F2 Granted pursuant to the issuer's 2014 Stock Incentive Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F4 The restricted stock unit grants were approved by the issuer's board of directors on March 28, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on May 17, 2023. Vested shares will be delivered to the reporting person on the vesting date provided in the grant notice.