Conte Lisa A - Sep 13, 2021 Form 4 Insider Report for Jaguar Health, Inc. (JAGX)

Signature
/s/ Steven R. King, Attorney-in-Fact
Stock symbol
JAGX
Transactions as of
Sep 13, 2021
Transactions value $
$20,000
Form type
4
Date filed
3/30/2022, 09:26 PM
Next filing
Apr 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JAGX Common Stock Purchase $20K +7.97K +22765.71% $2.51 8K Sep 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JAGX Restricted stock units Award $0 +606K $0.00 606K Mar 28, 2022 Common Stock 606K Direct F2, F3, F4, F5
transaction JAGX Restricted stock units Award $0 +25K $0.00 25K Mar 28, 2022 Common Stock 25K Direct F2, F3, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 8, 2021, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its voting common stock (the "Reverse Stock Split). Upon effectiveness of the Reverse Stock Split, every 3 shares of voting common stock was automatically converted into one share of voting common stock.
F2 Granted pursuant to the issuer's 2014 Stock Incentive Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F4 The restricted stock unit grants were approved by the issuer's board of directors on March 28, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on May 17, 2023. Vested shares will be delivered to the reporting person on the vesting date provided in the grant notice.
F6 The restricted stock units vest upon (i) successful completion of the pivotal trial of crofelemer (Mytesi) for cancer-therapy related diarrhea and (ii) successful completion of the investigator-initiated trials in support of the proof-of-concept requirement for early access program for patient access in Europe.