Jose Cobos - 21 Mar 2022 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Operating Officer
Signature
/s/ Norbert Ngethe, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
21 Mar 2022
Net transactions value
$0
Form type
3
Filing time
30 Mar 2022, 16:08:46 UTC
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FRGE Common Stock, $0.0001 par value per share 1,090,485 21 Mar 2022 Direct F1
holding FRGE Common Stock, $0.0001 par value per share 93,687 21 Mar 2022 By Elizabeth G. Cobos 2021 Annuity Trust
holding FRGE Common Stock, $0.0001 par value per share 93,687 21 Mar 2022 By Jose Cobos 2021 Annuity Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FRGE Stock Options 21 Mar 2022 Common Stock, $0.0001 par value per share 378,504 $5.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 647,241 shares of Common Stock subject to vesting restrictions (the "Unvested Shares"). The Unvested Shares vest, subject to continued service, as follows: (i) 786 Unvested Shares shall vest on the 13th day of each month beginning on April 13, 2022 over 23 months, (ii) 3,904 Unvested Shares shall vest on the 1st day of each month beginning on April 1, 2022 over 36 months, (iii) 3,332 Unvested Shares shall vest on the 11th day of each month beginning on April 11, 2022 over 35 months and (iv) 18,601 Unvested Shares shall vest on the 11th day of each month beginning on April 11, 2022 over 20 months.
F2 7,856 shares underlying the Option vest on the 2nd day of each month beginning on April 2, 2021.

Remarks:

Exhibit 24 - Power of Attorney