Mark P. Lee - Mar 21, 2022 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Financial Officer
Signature
/s/ Norbert Ngethe, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Mar 21, 2022
Transactions value $
$0
Form type
3
Date filed
3/30/2022, 04:07 PM
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FRGE Common Stock, $0.0001 par value per share 1.21M Mar 21, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FRGE Warrants Mar 21, 2022 Common Stock, $0.0001 par value per share 7.31K $3.98 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 338,406 shares of Common Stock subject to vesting restrictions (the "Unvested Shares"). The Unvested Shares vest, subject to continued service, as follows: (i) 2,020 Unvested Shares shall vest on the 1st day of each month beginning on April 1, 2022 over 7 months, (ii) 6,506 Unvested Shares shall vest on the 11th day of each month beginning on April 11, 2022 over 32 months, and (iii) 16,582 Unvested Shares shall vest on the 11th day of each month beginning on April 11, 2022 over 7 months.

Remarks:

Exhibit 24 - Power of Attorney