Mark P. Lee - 21 Mar 2022 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Financial Officer
Signature
/s/ Norbert Ngethe, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
21 Mar 2022
Net transactions value
$0
Form type
3
Filing time
30 Mar 2022, 16:07:34 UTC
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FRGE Common Stock, $0.0001 par value per share 1,205,146 21 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FRGE Warrants 21 Mar 2022 Common Stock, $0.0001 par value per share 7,307 $3.98 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 338,406 shares of Common Stock subject to vesting restrictions (the "Unvested Shares"). The Unvested Shares vest, subject to continued service, as follows: (i) 2,020 Unvested Shares shall vest on the 1st day of each month beginning on April 1, 2022 over 7 months, (ii) 6,506 Unvested Shares shall vest on the 11th day of each month beginning on April 11, 2022 over 32 months, and (iii) 16,582 Unvested Shares shall vest on the 11th day of each month beginning on April 11, 2022 over 7 months.

Remarks:

Exhibit 24 - Power of Attorney