Quick Takeaways
- This page summarizes Steven J. McLaughlin's Form 3 filing for Forge Global Holdings, Inc. (FRGE).
- 0 reported transactions and 2 derivative rows are listed below.
- Filing timestamp: 30 Mar 2022, 16:06.
Steven J. McLaughlin - 21 Mar 2022 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)
- Role
- Director
- Signature
- /s/ Norbert Ngethe, Attorney-in-Fact
- Issuer symbol
- FRGE
- Transactions as of
- 21 Mar 2022
- Net transactions value
- $0
- Form type
- 3
- Filing time
- 30 Mar 2022, 16:06:19 UTC
- Previous filing
- 08 Dec 2022
- Next filing
- 08 Aug 2023
- SEC
- View on sec.gov
Quoteable Key Fact
"Steven J. McLaughlin filed Form 3 for Forge Global Holdings, Inc. (FRGE) on 30 Mar 2022."
What Changed
- Previous filing in this sequence was filed on 08 Dec 2022.
- Current net transaction value: $0.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Official SEC Source
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | FRGE | Common Stock, $0.0001 par value per share | 5,859,595 | 21 Mar 2022 | See Footnote | F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | FRGE | Stock Options | 21 Mar 2022 | Common Stock, $0.0001 par value per share | 62,458 | $5.43 | Direct | |||||||
| holding | FRGE | Warrants | 21 Mar 2022 | Common Stock, $0.0001 par value per share | 18,862 | $3.98 | See Footenote | F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Includes 5,859,595 shares of Common Stock held by FTP Equidate LLC. Mr. McLaughlin owns 99.25% of FTP Equidate LLC through the Steven J. McLaughlin Revocable Trust, of which he is the sole trustee. Mr. McLaughlin disclaims beneficial ownership of all securities held by FTP Equidate except to the extent of his pecuniary interest therein. |
| F2 | Includes warrants held by FTP Credit Holdings LLC. Mr. McLaughlin is the beneficial owner of FTP Credit Holdings LLC. |
Remarks:
Exhibit 24 - Power of Attorney