Michelle Gill - Mar 16, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP & Group Business Leader
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Mar 16, 2022
Transactions value $
-$1,250,532
Form type
4
Date filed
3/18/2022, 05:35 PM
Previous filing
Mar 3, 2022
Next filing
Mar 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock +Options Exercise +256,791 +15.93% 1,869,287 Mar 16, 2022 Direct F1
transaction SOFI Common Stock -Tax liability -$1,250,532 -145,580 -7.79% $8.59 1,723,707 Mar 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit -Options Exercise $0 -256,791 -14.91% $0.00 1,465,287 Mar 16, 2022 Common Stock 256,791 Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.