Key facts
- This page summarizes Deric S. Eubanks's Form 4 filing for Ashford Inc..
- 2 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 15 Mar 2022, 21:06.
Deric S. Eubanks - 11 Mar 2022 Form 4 Insider Report for Ashford Inc.
- Reporting relationship
- CFO and Treasurer
- Issuer ticker
- N/A
- Reported as of
- 11 Mar 2022
- Net transaction value
- -$36,015
- SEC form
- 4
- Accepted by SEC
- 15 Mar 2022, 21:06:50 UTC
- Prior SEC filing
- 02 Mar 2022
- Next SEC filing
- 19 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deric S. Eubanks
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Deric S. Eubanks filed Form 4 for Ashford Inc. on 15 Mar 2022.
Change
- Previous filing in this sequence was filed on 02 Mar 2022.
- Current net transaction value: -$36,015.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AINC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +17,206
- Change %
- +43%
- Price
- $0.000000
- Shares after
- 56,830
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
AINC
transaction
Common Stock
Tax liability
- Transaction value
- $36,015
- Shares
- -2,029
- Change %
- -4.9%
- Price
- $17.75
- Shares after
- 39,624
- Date
- 11 Mar 2022
- Ownership
- Direct
- Footnotes
- F2, F3
AINC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30
- Date
- 11 Mar 2022
- Ownership
- By spouse's IRA
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AINC
holding
Derivative
Stock Options (right to purchase)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 35,000
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 35,000
- Exercise price
- $61.12
AINC
holding
Derivative
Stock Options (right to purchase)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,451
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,451
- Exercise price
- $94.96
AINC
holding
Derivative
Stock Options (right to purchase)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,500
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,500
- Exercise price
- $57.71
AINC
holding
Derivative
Stock Options (right to purchase)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,500
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,500
- Exercise price
- $57.34
AINC
holding
Derivative
Stock Options (right to purchase)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 35,000
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 35,000
- Exercise price
- $45.59
AINC
holding
Derivative
Stock Options (right to purchase)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30,000
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 30,000
- Exercise price
- $85.97
AINC
holding
Derivative
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28
- Date
- 11 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 28
- Exercise price
- $0.000000
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
Footnote F2
Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person.
Footnote F3
Represents the closing price of the common stock on March 10, 2022, the last trading day before the date of forfeiture.
Footnote F4
Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.