Mark S. Parker - 25 Feb 2022 Form 3 Insider Report for HYDROFARM HOLDINGS GROUP, INC. (HYFM)

Role
Executive Vice President
Signature
/s/ Mark Parker
Issuer symbol
HYFM
Transactions as of
25 Feb 2022
Net transactions value
$0
Form type
3
Filing time
10 Mar 2022, 16:00:59 UTC
Next filing
24 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HYFM Common Stock, $0.0001 par value per share 28,117 25 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HYFM Incentive Stock Option 25 Feb 2022 Common Stock, $0.0001 par value per share 39,674 $8.43 Direct F2
holding HYFM Non-Qualified Stock Option 25 Feb 2022 Common Stock, $0.0001 par value per share 4,819 $8.43 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,831 restricted stock units ("RSUs") granted to Mr. Parker on October 31, 2020 under the Issuer's 2019 Equity Incentive Plan (the "Plan"), 1,339 of which were previously withheld to satisfy tax withholding obligations. The RSUs vested 25% on October 31, 2021 and then vest ratably over 36 months.
F2 On June 10, 2019, Mr. Parker was granted 39,674 incentive stock options ("ISOs") under the Plan. The ISOs vested 25% on June 10, 2020 and then vest ratably over 36 months.
F3 On June 10, 2019, Mr. Parker was granted 4,819 non-qualified stock options ("NQs") under the Plan. The NQs vested 25% on June 10, 2020 and then vest ratably over 36 months.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney