Michael Niem Chanatry - Feb 28, 2022 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President
Signature
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
Stock symbol
HWM
Transactions as of
Feb 28, 2022
Transactions value $
-$350,743
Form type
4
Date filed
3/2/2022, 08:32 PM
Previous filing
Feb 2, 2022
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Tax liability -$179K -5K -3.99% $35.92 120K Feb 28, 2022 Direct F1
transaction HWM Common Stock Tax liability -$179K -5K -4.15% $35.92 115K Feb 28, 2022 Direct F1
holding HWM Common Stock 6.14K Feb 28, 2022 By Company 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Phantom Stock Units Award $8.17K +227 +0.58% $35.99 39.7K Feb 28, 2022 Common Stock 227 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
F2 Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.
F3 Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.