Daniel Roy Hopgood - Feb 25, 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Feb 25, 2022
Transactions value $
-$291,319
Form type
4
Date filed
2/28/2022, 04:31 PM
Previous filing
Mar 11, 2022
Next filing
Aug 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Tax liability -$215K -1.41K -14.79% $152.54 8.13K Feb 25, 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +611 +7.51% $0.00 8.74K Feb 25, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$27.8K -183 -2.09% $152.17 8.56K Feb 25, 2022 Direct
transaction ETN Ordinary Shares Options Exercise $0 +849 +9.92% $0.00 9.41K Feb 25, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$48.1K -316 -3.36% $152.17 9.09K Feb 25, 2022 Direct
holding ETN Ordinary Shares 262 Feb 25, 2022 by trustee of ESP F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Restricted Stock Units Options Exercise $0 -611 -49.27% $0.00 629 Feb 25, 2022 Ordinary Shares 611 $0.00 Direct F2, F3
transaction ETN Restricted Stock Units Options Exercise $0 -849 -100% $0.00* 0 Feb 25, 2022 Ordinary Shares 849 $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.
F2 These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3 This field is not applicable.
F4 These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F5 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.