Daniel Roy Hopgood - 25 Feb 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
25 Feb 2022
Net transactions value
-$291,319
Form type
4
Filing time
28 Feb 2022, 16:31:57 UTC
Previous filing
11 Mar 2022
Next filing
15 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Tax liability $215,386 -1,412 -15% $152.54 8,132 25 Feb 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +611 +7.5% $0.000000 8,743 25 Feb 2022 Direct
transaction ETN Ordinary Shares Tax liability $27,847 -183 -2.1% $152.17 8,560 25 Feb 2022 Direct
transaction ETN Ordinary Shares Options Exercise $0 +849 +9.9% $0.000000 9,409 25 Feb 2022 Direct
transaction ETN Ordinary Shares Tax liability $48,086 -316 -3.4% $152.17 9,093 25 Feb 2022 Direct
holding ETN Ordinary Shares 262 25 Feb 2022 by trustee of ESP F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Restricted Stock Units Options Exercise $0 -611 -49% $0.000000 629 25 Feb 2022 Ordinary Shares 611 $0.000000 Direct F2, F3
transaction ETN Restricted Stock Units Options Exercise $0 -849 -100% $0.000000* 0 25 Feb 2022 Ordinary Shares 849 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.
F2 These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3 This field is not applicable.
F4 These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F5 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.