Craig Arnold - Feb 25, 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer., Director
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Feb 25, 2022
Transactions value $
-$9,352,910
Form type
4
Date filed
2/28/2022, 04:26 PM
Previous filing
Feb 24, 2022
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Tax liability -$8.07M -52.9K -10.52% $152.54 450K Feb 25, 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +8.26K +1.84% $0.00 458K Feb 25, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$564K -3.7K -0.81% $152.17 454K Feb 25, 2022 Direct
transaction ETN Ordinary Shares Options Exercise $0 +10.6K +2.33% $0.00 465K Feb 25, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$724K -4.76K -1.02% $152.17 460K Feb 25, 2022 Direct
holding ETN Ordinary Shares 180 Feb 25, 2022 by trustee of ESP F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Restricted Stock Units Options Exercise $0 -8.26K -49.25% $0.00 8.51K Feb 25, 2022 Ordinary Shares 8.26K $0.00 Direct F2, F3
transaction ETN Restricted Stock Units Options Exercise $0 -10.6K -100% $0.00* 0 Feb 25, 2022 Ordinary Shares 10.6K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.
F2 These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F3 This field is not applicable.
F4 These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F5 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.