Uday Yadav - Feb 22, 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Feb 22, 2022
Transactions value $
-$96,281
Form type
4
Date filed
2/24/2022, 04:07 PM
Previous filing
Feb 22, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Award $0 +24.9K +113.59% $0.00 46.8K Feb 22, 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +1.61K +3.45% $0.00 48.4K Feb 23, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$96.3K -638 -1.32% $150.91 47.8K Feb 23, 2022 Direct
holding ETN Ordinary Shares 7 Feb 22, 2022 by trustee of ESP F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Award $0 +15.4K $0.00 15.4K Feb 22, 2022 Ordinary Shares 15.4K $151.76 Direct F2
transaction ETN Restricted Stock Units Award $0 +3.73K $0.00 3.73K Feb 22, 2022 Ordinary Shares 3.73K $0.00 Direct F3, F4
transaction ETN Restricted Stock Units Options Exercise $0 -1.61K -32.99% $0.00 3.28K Feb 23, 2022 Ordinary Shares 1.61K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired upon the vesting of performance share awards.
F2 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F3 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date
F4 This field is not applicable.
F5 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date
F6 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.