Brian S. Brickhouse - Feb 22, 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Feb 22, 2022
Transactions value $
-$43,462
Form type
4
Date filed
2/24/2022, 03:59 PM
Previous filing
Jan 5, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Award $0 +13.1K +75.27% $0.00 30.5K Feb 22, 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +942 +3.09% $0.00 31.5K Feb 23, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$43.5K -288 -0.92% $150.91 31.2K Feb 23, 2022 Direct
holding ETN Ordinary Shares 1.33K Feb 22, 2022 by trustee of ESP F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Award $0 +8.95K $0.00 8.95K Feb 22, 2022 Ordinary Shares 8.95K $151.76 Direct F2
transaction ETN Restricted Stock Units Award $0 +2.18K $0.00 2.18K Feb 22, 2022 Ordinary Shares 2.18K $0.00 Direct F3, F4
transaction ETN Restricted Stock Units Options Exercise $0 -942 -32.99% $0.00 1.91K Feb 23, 2022 Ordinary Shares 942 $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired upon the vesting of performance share awards.
F2 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F3 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date
F4 This field is not applicable.
F5 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date
F6 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.