Jill Mullan - 22 Feb 2022 Form 4 Insider Report for iSpecimen Inc. (ISPC)

Role
COO & Secretary, Director
Signature
/s/ Jill Mullan
Issuer symbol
ISPC
Transactions as of
22 Feb 2022
Transactions value $
$22,395
Form type
4
Filing time
23 Feb 2022, 16:20:03 UTC
Previous filing
14 Feb 2022
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ISPC Common Stock Options Exercise $19.3K +19.3K +10.81% $1.00 198K 22 Feb 2022 Direct F1, F2
transaction ISPC Common Stock Options Exercise $3.1K +3.1K +1.57% $1.00 201K 22 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ISPC Option Options Exercise $0 -19.3K -21.54% $0.00 70.3K 22 Feb 2022 Common Stock 19.3K $1.00 Direct F3, F5
transaction ISPC Option Options Exercise $0 -3.1K -4.41% $0.00 67.2K 22 Feb 2022 Common Stock 3.1K $1.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of shares of common stock by the Reporting Person upon the exercise of stock options.
F2 Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.
F3 Represents a portion of the stock options granted to the Reporting Person on June 30, 2016, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on June 30, 2019.
F4 Represents a portion of the stock options granted to the Reporting Person on February 1, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on February 1, 2022.
F5 Represents remaining granted stock options across all grants.