Allison Green - Feb 9, 2022 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary
Signature
/s/ Allison Green
Stock symbol
SSSS
Transactions as of
Feb 9, 2022
Transactions value $
-$98,450
Form type
4
Date filed
2/14/2022, 08:39 PM
Previous filing
Jan 3, 2022
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Award $0 +49K +66.15% $0.00 123K Feb 9, 2022 Direct F1, F2, F3
transaction SSSS Common Stock Tax liability -$98.4K -8.29K -6.73% $11.88 115K Feb 10, 2022 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction reported late due to administrative delay.
F2 Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 9, 2023, 1/3 vests on February 9, 2024 and 1/3 vests on February 9, 2025.
F3 This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 201 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.
F4 Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 10, 2022. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

Remarks:

Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary