Allison Green - 09 Feb 2022 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role: Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary
Signature: /s/ Allison Green
Issuer symbol: SSSS
Transactions as of: 09 Feb 2022
Net transactions value: -$98,450
Form type: 4
Filing time: 14 Feb 2022, 20:39:12 UTC
Previous filing: 03 Jan 2022
Next filing: 09 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SSSS	Common Stock	Award	$0	+49,036	+66%	$0.000000	123,164	09 Feb 2022	Direct	F1, F2, F3
transaction	SSSS	Common Stock	Tax liability	$98,450	-8,287	-6.7%	$11.88	114,877	10 Feb 2022	Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transaction reported late due to administrative delay.
F2	Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 9, 2023, 1/3 vests on February 9, 2024 and 1/3 vests on February 9, 2025.
F3	This total includes (i) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 201 and February 9, 2022, which are subject to certain vesting schedules, and (ii) shares of common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.
F4	Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on February 10, 2022. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

Remarks:

Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary