Paul Liberman - 31 Dec 2021 Form 5 Insider Report for DraftKings Inc.

Role
President, Global Technology and Product, Director
Signature
/s/ Faisal Hasan, attorney-in-fact
Issuer symbol
N/A
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
14 Feb 2022, 16:22:29 UTC
Previous filing
24 Nov 2021
Next filing
25 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DKNG Class A Common Stock Gift $0 -1,690 -0.13% $0.000000 1,332,187 18 Aug 2021 Direct F1
transaction DKNG Class A Common Stock Gift $0 -1,223,208 -92% $0.000000 108,979 22 Dec 2021 Direct F2
transaction DKNG Class A Common Stock Gift $0 +1,223,208 +28540% $0.000000 1,227,494 22 Dec 2021 Held by the Paul Liberman 2015 Revocable Trust F2
holding DKNG Class A Common Stock 272,357 31 Dec 2021 Held by the Paul Liberman 2020 Trust
holding DKNG Class A Common Stock 13,597 31 Dec 2021 Held by the Liberman Grantor Retained Annuity Trust of 2020
holding DKNG Class A Common Stock 200,000 31 Dec 2021 Held by the Rachel Nager Liberman 2015 Revocable Trust
holding DKNG Class A Common Stock 200,000 31 Dec 2021 Held by the Paul Liberman 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DKNG Employee Stock Option Gift $0 -188,238 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 188,238 $0.6300 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +188,238 $0.000000 188,238 22 Dec 2021 Class A Common Stock 188,238 $0.6300 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -73,402 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 73,402 $3.29 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +73,402 $0.000000 73,402 22 Dec 2021 Class A Common Stock 73,402 $3.29 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -3,445 -6.9% $0.000000 46,241 22 Dec 2021 Class A Common Stock 3,445 $3.29 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +3,445 $0.000000 3,445 22 Dec 2021 Class A Common Stock 3,445 $3.29 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -40,886 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 40,886 $3.82 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +40,886 $0.000000 40,886 22 Dec 2021 Class A Common Stock 40,886 $3.82 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -53,990 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 53,990 $0.6300 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +53,990 $0.000000 53,990 22 Dec 2021 Class A Common Stock 53,990 $0.6300 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -13,197 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 13,197 $0.6300 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +13,197 $0.000000 13,197 22 Dec 2021 Class A Common Stock 13,197 $0.6300 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -1,511,843 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 1,511,843 $3.29 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +1,511,843 $0.000000 1,511,843 22 Dec 2021 Class A Common Stock 1,511,843 $3.29 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -106,088 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 106,088 $4.70 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +106,088 $0.000000 106,088 22 Dec 2021 Class A Common Stock 106,088 $4.70 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -300,584 -100% $0.000000* 0 22 Dec 2021 Class A Common Stock 300,584 $4.70 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +300,584 $0.000000 300,584 22 Dec 2021 Class A Common Stock 300,584 $4.70 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -112,720 -46% $0.000000 131,504 22 Dec 2021 Class A Common Stock 112,720 $4.70 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +112,720 $0.000000 112,720 22 Dec 2021 Class A Common Stock 112,720 $4.70 Held by the Paul Liberman 2015 Revocable Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide charitable gift of the Issuer's Class A Common Stock (the "Common Stock") from the Reporting Person to a donor-advised fund. There was no purchase or sale of shares of Common Stock in connection with the transfer.
F2 Represents a bona fide gift of the Common Stock to the Paul Liberman 2015 Revocable Trust. There was no purchase or sale of shares of Common Stock in connection with the transfer.
F3 Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer.
F4 The options are vested and currently exercisable.

Remarks:

President, Global Technology and Product