Graham Griffiths - Dec 31, 2021 Form 5 Insider Report for Vaccitech plc (VACC)

Signature
/s/ William Enright, Attorney-in-Fact
Stock symbol
VACC
Transactions as of
Dec 31, 2021
Transactions value $
$46
Form type
5
Date filed
2/11/2022, 06:55 PM
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VACC Ordinary Shares Options Exercise $40.90 +102K +102279% $0.00* 102K Dec 17, 2021 Direct F1
transaction VACC Ordinary Shares Options Exercise $2.32 +5.79K +5.66% $0.00* 108K Dec 17, 2021 Direct F1
transaction VACC Ordinary Shares Options Exercise $1.85 +4.64K +4.29% $0.00* 113K Dec 17, 2021 Direct F1
transaction VACC Ordinary Shares Options Exercise $1.24 +3.09K +2.74% $0.00* 116K Dec 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VACC Share Option (Right to Buy) Options Exercise $0 -102K -100% $0.00* 0 Dec 17, 2021 Ordinary Shares $102K $0.00 Direct F1, F2
transaction VACC Share Option (Right to Buy) Options Exercise $0 -5.79K -75% $0.00 1.93K Dec 17, 2021 Ordinary Shares $5.79K $0.00 Direct F1, F3
transaction VACC Share Option (Right to Buy) Options Exercise $0 -4.64K -50.01% $0.00 4.63K Dec 17, 2021 Ordinary Shares $4.64K $0.00 Direct F1, F4
transaction VACC Share Option (Right to Buy) Options Exercise $0 -3.09K -25% $0.00 9.27K Dec 17, 2021 Ordinary Shares $3.09K $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 This option shall vest and become exercisable in four equal annual installments, with the first installment vested on October 16, 2018. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.
F3 This option shall vest and become exercisable in four equal annual installments, with the first installment vested on February 1, 2019. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.
F4 This option shall vest and become exercisable in four equal annual installments, with the first installment vested on February 1, 2020. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.
F5 This option shall vest and become exercisable in four equal annual installments, with the first installment vested on January 1, 2021. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3662 to GBP 1.00 on December 31, 2020.