Michelle Gill - Feb 1, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP & Group Business Leader
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Feb 1, 2022
Transactions value $
-$315,956
Form type
4
Date filed
2/3/2022, 03:01 PM
Previous filing
Jan 4, 2022
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock +Options Exercise +49,016 +3.13% 1,614,114 Feb 1, 2022 Direct F1
transaction SOFI Common Stock -Tax liability -$315,956 -25,317 -1.57% $12.48 1,588,797 Feb 1, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit -Options Exercise $0 -49,016 -2.69% $0.00 1,771,094 Feb 1, 2022 Common Stock 49,016 Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.