Carol Brault - 27 Jan 2022 Form 4 Insider Report for Winc, Inc.

Role
Chief Financial Officer
Signature
/s/ Matthew Thelen, as attorney-in-fact for Carol Brault
Issuer symbol
N/A
Transactions as of
27 Jan 2022
Net transactions value
$0
Form type
4
Filing time
31 Jan 2022, 17:14:08 UTC
Previous filing
26 Oct 2021
Next filing
08 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WBEVQ Common Stock Award $0 +39,349 +44% $0.000000 129,181 27 Jan 2022 Direct F1
holding WBEVQ Common Stock 37,464 27 Jan 2022 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock units (RSUs), which will vest with respect to 25% of the RSUs on January 1, 2023, and the remaining 75% of the RSUs will vest in 16 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.
F2 Represents securities held of record by The Brault Living Trust. The Reporting Person may be deemed to beneficially own shares held by The Brault Living Trust by virtue of her control over the The Brault Living Trust.