Dietrich A. Stephan - Jan 24, 2022 Form 4 Insider Report for NeuBase Therapeutics, Inc. (NBSE)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Dietrich A. Stephan
Stock symbol
NBSE
Transactions as of
Jan 24, 2022
Transactions value $
$0
Form type
4
Date filed
1/25/2022, 12:50 PM
Previous filing
Jan 5, 2022
Next filing
Sep 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBSE Employee Stock option (right to buy) Award $0 +306K $0.00 306K Jan 24, 2022 Common Stock 306K $1.58 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the total shares shall vest on the first anniversary of January 24, 2022, and the remaining shares shall vest on an equal monthly basis over the following 36 months; provided that vesting shall only occur on a scheduled vesting date if employment has not terminated prior to such vesting date.