| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | YMAB | Common Stock | Sale | -$1.28M | -113K | -9% | $11.33 | 1.14M | Jan 20, 2022 | By GAD Enterprises LLC | F1, F2, F3 |
| transaction | YMAB | Common Stock | Sale | -$527K | -50.1K | -4.39% | $10.51 | 1.09M | Jan 21, 2022 | By GAD Enterprises LLC | F1, F3, F4 |
| transaction | YMAB | Common Stock | Sale | -$229K | -20.2K | -1.85% | $11.35 | 1.07M | Jan 21, 2022 | By GAD Enterprises LLC | F1, F3, F5 |
| holding | YMAB | Common Stock | 50K | Jan 20, 2022 | Direct | ||||||
| holding | YMAB | Common Stock | 60K | Jan 20, 2022 | By Children | F6 |
| Id | Content |
|---|---|
| F1 | Represents shares sold by lender pursuant to a forced sale of common stock pledged to secure a margin loan pursuant to an agreement with the lender following a margin call on the common stock securing the margin loan. |
| F2 | This transaction was executed in multiple trades at prices ranging from $10.88 to $11.59. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | Reporting Person is sole member of GAD Enterprises, LLC and the sole member and manager of GAD Management, LLC, the manager of GAD Enterprises, LLC, and as such Reporting Person has sole voting and dispositive power with respect to such shares. |
| F4 | This transaction was executed in multiple trades at prices ranging from $10.06 to $11.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $11.06 to $11.49. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | Represents shares owned by Reporting Person's children who are deemed to share Reporting Person's household. |
Chairman, President and Head of Business Development & Strategy