Asif Ramji - Jan 4, 2022 Form 3 Insider Report for Cartica Acquisition Corp (CITE)

Role
Director
Signature
/s/Asif Ramji
Stock symbol
CITE
Transactions as of
Jan 4, 2022
Transactions value $
$0
Form type
3
Date filed
1/4/2022, 08:30 PM
Next filing
Dec 27, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CITE Class B Ordinary Shares Jan 4, 2022 Class A Ordinary Shares 75K See footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As further described in the issuer's registration statement on Form S-1, as amended (File No. 333-261094) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares", Class B ordinary shares of the issuer will automatically convert into Class A ordinary shares of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holders of Class B ordinary shares, on a one-for-one basis, subject to certain adjustments, and there is no expiration date for such conversion.
F2 The reporting person holds 75,000 Class B ordinary shares of the issuer through RHI Venture Worx, LLC, over which the reporting person has voting and dispositive control.
F3 The reporting person holds an indirect pecuniary interest in an additional 75,000 Class B ordinary shares of the issuer through the reporting person's membership interest in Cartica Acquisition Partners, LLC (the "Sponsor"), over which the reporting person has no voting or dispositive control. The reporting person disclaims any beneficial ownership of such Class B ordinary shares other than to the extent of any pecuniary interest the reporting person may have therein.