Cartica Acquisition Partners, LLC - 04 Jan 2022 Form 3 Insider Report for Cartica Acquisition Corp (CRTAF)

Role: 10%+ Owner
Signature: /s/Steven J. Quamme Cartica Acquisition Partners, LLC
Issuer symbol: CRTAF
Transactions as of: 04 Jan 2022
Net transactions value: $0
Form type: 3
Filing time: 04 Jan 2022, 20:26:28 UTC
Next filing: 10 Oct 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CITE	Class B Ordinary Shares							04 Jan 2022	Class A Ordinary Shares	5,450,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As further described in the issuer's registration statement on Form S-1, as amended (File No. 333-261094) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares", Class B ordinary shares of the issuer will automatically convert into Class A ordinary shares of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holders of Class B ordinary shares, on a one-for-one basis, subject to certain adjustments, and there is no expiration date for such conversion.
F2	The 5,450,000 Class B ordinary shares include up to 750,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option, as further described in the Registration Statement.

Content

As further described in the issuer's registration statement on Form S-1, as amended (File No. 333-261094) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares", Class B ordinary shares of the issuer will automatically convert into Class A ordinary shares of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holders of Class B ordinary shares, on a one-for-one basis, subject to certain adjustments, and there is no expiration date for such conversion.

The 5,450,000 Class B ordinary shares include up to 750,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option, as further described in the Registration Statement.