| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CENX | Common Stock | Conversion of derivative security | +473,131 | +4.2% | 11,651,704 | 31 Dec 2021 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CENX | Series A Convertible Preferred Stock | Conversion of derivative security | -4,731 | -7.5% | 58,542 | 31 Dec 2021 | Common Stock | 473,131 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Represents shares of Common Stock acquired upon conversion of 4,731.31 shares of Series A Convertible Preferred Stock on December 31, 2021. |
| F2 | Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date. |
| F3 | The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc. |