Glencore AG - 31 Dec 2021 Form 4 Insider Report for CENTURY ALUMINUM CO (CENX)

Role
10%+ Owner
Signature
GLENCORE AG: By: /s/ Stephan Huber; Name: Stephan Huber; Title: Director
Issuer symbol
CENX
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
4
Filing time
04 Jan 2022, 05:03:05 UTC
Previous filing
01 Jul 2021
Next filing
01 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CENX Common Stock Conversion of derivative security +473,131 +4.2% 11,651,704 31 Dec 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CENX Series A Convertible Preferred Stock Conversion of derivative security -4,731 -7.5% 58,542 31 Dec 2021 Common Stock 473,131 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock acquired upon conversion of 4,731.31 shares of Series A Convertible Preferred Stock on December 31, 2021.
F2 Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
F3 The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.