Timothy W. Fitzsimmons - Dec 27, 2021 Form 3 Insider Report for CompoSecure, Inc. (CMPO)

Role
Chief Financial Officer
Signature
/s/ Timothy Fitzsimmons, by attorney-in-fact Steven J. Feder
Stock symbol
CMPO
Transactions as of
Dec 27, 2021
Transactions value $
$0
Form type
3
Date filed
12/29/2021, 04:20 PM
Next filing
Mar 18, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPO Stock Option (Right to Buy) Dec 27, 2021 Class A Common Stock, par value $0.0001 666K $0.01 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vested 60% on the fourth anniversary of the grant date and the remaining 40% vested on the fifth anniversary of the grant date.
F2 The exercise price of the stock option shall be equal to the quotient of (a) the exercise price per Class C Unit of each such stock option immediately prior to the Merger divided by (b) the Equity Award Exchange Ratio, rounding the resulting exercise price up to the nearest whole cent, all as set forth and defined in that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 19, 2021, by and among Roman DBDR Tech Acquisition Corp., a Delaware corporation ("Roman DBDR"), CompoSecure Holdings, L.L.C., a Delaware limited liability company, Roman Parent Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of Roman DBDR and LLR Equity Partners IV, L.P., a Delaware limited partnership, as subsequently amended by that certain First Amendment to the Merger Agreement, dated as of May 25, 2021.

Remarks:

Exhibit 24 - Power of Attorney