L. Hollin - Dec 27, 2021 Form 3 Insider Report for CompoSecure, Inc. (CMPO)

Role
Director, 10%+ Owner
Signature
/s/ Mitchell Hollin, by attorney-in-fact Steven J. Feder
Stock symbol
CMPO
Transactions as of
Dec 27, 2021
Transactions value $
$0
Form type
3
Date filed
12/29/2021, 04:17 PM
Next filing
May 19, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPO Class B Common Stock, $0.0001 par value Dec 27, 2021 Class A Common Stock, $0.0001 par value 33.1M By LLR Equity Partners IV, L.P. F1, F2
holding CMPO Class B Common Stock, $0.0001 par value Dec 27, 2021 Class A Common Stock, $0.0001 par value 1.45M By LLR Equity Partners Parallel IV, L.P. F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of Class B Common Stock (which are unregistered), and a corresponding number of Class B Common Units issued by CompoSecure Holdings, L.L.C. (a subsidiary of the Issuer) (which are also unregistered) that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by the Reporting Person.
F2 Securities held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The Reporting Person is a member of LLR Capital IV, LLC, and may be deemed to share beneficial ownership of the securities held by LLR Capital IV, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose.
F3 Securities held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The Reporting Person is a member of LLR Capital IV, LLC, and may be deemed to share beneficial ownership of the securities held by LLR Capital IV, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24 - Power of Attorney