Dirk Ole Hoefelmann - Sep 22, 2021 Form 3 Insider Report for PLUG POWER INC (PLUG)

Role
GM, Electrolyzer Solutions
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
Stock symbol
PLUG
Transactions as of
Sep 22, 2021
Transactions value $
$0
Form type
3
Date filed
12/28/2021, 03:02 PM
Next filing
Dec 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PLUG Common Stock 250K Sep 22, 2021 Direct F1
holding PLUG Common Stock 269 Sep 22, 2021 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PLUG Stock Option (Right to Buy) Sep 22, 2021 Common Stock 250K $43.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a restricted stock award made pursuant to Plug Power's 2011 Stock Option and Incentive Plan (the "2011 Plan"). The restricted stock vests in three substantially equal installments, with the first installment vesting on March 3, 2022.
F2 The reporting person holds 269 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of December 6, 2021.
F3 Awarded pursuant to the 2011 Plan. This option shall vest and become exercisable in three substantially equal annual installments, with the first installment vesting on March 3, 2022.

Remarks:

Exhibit 24 - Power of Attorney