Allison Green - Dec 22, 2021 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role: Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary
Signature: /s/ Allison Green
Stock symbol: SSSS
Transactions as of: Dec 22, 2021
Transactions value $: $74,774
Form type: 4
Date filed: 12/22/2021, 03:34 PM
Previous filing: Oct 4, 2021
Next filing: Jan 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SSSS	Common Stock	Purchase	$74.8K	+5.86K	+9.87%	$12.76	65.3K	Dec 22, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $12.70 to $12.78 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company") or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2	This total includes (i) 28,523 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 10, 2022, 1/3 vests on February 10, 2023 and 1/3 vests on February 10, 2024, and (ii) 11,097 shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedule as such restricted shares.

Content

The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $12.70 to $12.78 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company") or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

This total includes (i) 28,523 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 10, 2022, 1/3 vests on February 10, 2023 and 1/3 vests on February 10, 2024, and (ii) 11,097 shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedule as such restricted shares.

Remarks:

Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary