Derek J. White - Dec 15, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
CEO of Galileo
Signature
/s/ Deanna Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Dec 15, 2021
Transactions value $
-$2,226,023
Form type
4
Date filed
12/16/2021, 05:50 PM
Previous filing
Sep 3, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +324K 324K Dec 15, 2021 Direct F1
transaction SOFI Common Stock Tax liability -$2.23M -152K -47.02% $14.61 172K Dec 15, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -324K -25% $0.00 972K Dec 15, 2021 Common Stock 324K Direct F2, F3

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.