Christopher Lapointe - 14 Dec 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Reporting relationship: Chief Financial Officer
Issuer ticker: SOFI
Reported as of: 14 Dec 2021
Net transaction value: -$633,136
SEC form: 4
Accepted by SEC: 16 Dec 2021, 17:48:52 UTC
Prior SEC filing: 16 Sep 2021
Next SEC filing: 17 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Deanna Smith, Attorney-in-Fact

Key filing fact

Christopher Lapointe filed Form 4 for SoFi Technologies, Inc. (SOFI) on 16 Dec 2021.

Key facts

This page summarizes Christopher Lapointe's Form 4 filing for SoFi Technologies, Inc. (SOFI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Dec 2021, 17:48.

Change

Previous filing in this sequence was filed on 16 Sep 2021.
Current net transaction value: -$633,136.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares: +87,578
Change %: +28%
Price
Shares after: 402,229
Date: 14 Dec 2021
Ownership: Direct
Footnotes: F1

SOFI transaction

Common Stock

Tax liability

Transaction value: $633,136
Shares: -43,425
Change %: -11%
Price: $14.58
Shares after: 358,804
Date: 14 Dec 2021
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -87,578
Change %: -7.7%
Price: $0.000000
Shares after: 1,050,917
Date: 14 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 87,578
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Footnote F3

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.