Howard Timothy Eriksen - 06 Dec 2021 Form 4/A - Amendment Insider Report for NOCOPI TECHNOLOGIES INC/MD/ (NNUP)

Role
10%+ Owner
Signature
/s/ Tim Eriksen
Issuer symbol
NNUP
Transactions as of
06 Dec 2021
Net transactions value
+$52,440
Form type
4/A - Amendment
Filing time
13 Dec 2021, 15:08:15 UTC
Date Of Original Report
10 Dec 2021
Previous filing
06 Dec 2021
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NNUP Common Stock Purchase $52,440 +380,000 +5.7% $0.1380 7,059,253 06 Dec 2021 See footnote F1, F2, F3
holding NNUP Common Stock 639,886 06 Dec 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purpose of filing is to correct an error in the number of shares shown on December 10 filing to 7,059,253.
F2 These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,621,253 shares are owned by Cedar Creek Partners LLC and 438,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F3 The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.